Unit PRIVATE LAW FOR ECONOMICS - REGULATION OF FINANCIAL MARKETS AND INTERMEDIARIES )
- Course
- Business economics and management
- Study-unit Code
- GP004218
- Location
- TERNI
- Curriculum
- In all curricula
- Teacher
- Simone Mezzacapo
- CFU
- 12
- Course Regulation
- Coorte 2021
- Offered
- 2021/22
- Type of study-unit
- Obbligatorio (Required)
- Type of learning activities
- Attività formativa integrata
REGULATION OF FINANCIAL MARKETS AND INTERMEDIARIES (MOD.II))
| Code | GP004221 |
|---|---|
| Location | TERNI |
| CFU | 6 |
| Teacher | Simone Mezzacapo |
| Teachers |
|
| Hours |
|
| Learning activities | Caratterizzante |
| Area | Giuridico |
| Academic discipline | IUS/05 |
| Type of study-unit | Obbligatorio (Required) |
| Language of instruction | Italian |
| Contents | - Introduction, subject matter and evolution of the regulation; - The EU and Italian supervisory authorities - Business regulation. The supervision on firms; - Business regulation. Fit and proper requisites for shareholders and members of management and controlling, corporate governance; - Investment services; - Distance marketing of financial services; - Collective investment in transferable securities and investment funds; - Prudential regulation; - Crisis management measures: - Other intermediaries: pension funds; financial intermediaries, securitization companies; - Trading venues; - Public offers of financial products - Takeover bids; - Companies transparency; insider trading; market abuses; - Regulation of issuers of financial instruments. |
| Reference texts | The most updated version of the "Testo Unico della Finanza" (Legislative Decree n. 58/1998) which can be freely downloaded at www.consob.it. and one of the following books: F. CAPRIGLIONE, Manuale di Diritto Bancario e Finanziario (Cedam, Padova, 2019), only the following parts: Part I, chapters I, II, III (sec. II), Part II, chapter IV Part III, chapters V, VI, VII, Part IV, chapters VIII, IX, X, XII, XIII Part V, chapters XIV, XVII Part VI, chapters XIX, XX, XXI. or in alternative Filippo Annunziata, La disciplina del mercato mobiliare, Giappichelli, last published version |
| Educational objectives | Learning outcomes: 1) knowledge and understanding: the national and EU regulation of financial intermediaries, collective investment in transferable securities and investment fund managers, trading of financial instruments. 2) applying knowledge and under standing: compliance experts, analysis and implementation of banking and financial regulation. |
| Prerequisites | In order to get the most out of class attendance and in any case prior to the beginning of the exam preparation, it is recommended to have successfully completed all mandatory propedeutic examinations and have adequate knowledge of the main elements of: Public Law, Private Law, Commercial Law, European Union law. |
| Teaching methods | face-to-face classes and lectures. Possibility to organize (on a voluntary basis) seminars and student groups for the analysis and discussion (during ad hoc lectures) of specific subjects. |
| Other information | none |
| Learning verification modality | One oral exam. The exam consists of a discussion of some of the course topics of about 15-20 minutes and is aimed at verifying the knowledge of the matter and the ability to analise, explain and applying the concepts studied. It is possible to consult the texts of relevant laws and regulations. Info on support services for students with disabilities and/or learning disability please visit http://www.unipg.it/disabilita-e-dsa |
| Extended program | - Introduction, subject matter and evolution of the regulation; - The EU and Italian supervisory authorities - Business regulation. The supervision on firms; - Business regulation. Fit and proper requisites for shareholders and members of management and controlling, corporate governance; - Investment services; - Distance marketing of financial services; - Collective investment in transferable securities and investment funds; - Prudential regulation; - Crisis management measures: - Other intermediaries: pension funds; financial intermediaries, securitization companies; - Trading venues; - Public offers of financial products - Takeover bids; - Companies transparency; insider trading; market abuses; - Regulation of issuers of financial instruments. |
PRIVATE LAW FOR ECONOMICS (MOD. I)
| Code | GP004220 |
|---|---|
| Location | TERNI |
| CFU | 6 |
| Teacher | Simone Mezzacapo |
| Teachers |
|
| Hours |
|
| Learning activities | Caratterizzante |
| Area | Giuridico |
| Academic discipline | IUS/05 |
| Type of study-unit | Obbligatorio (Required) |