Unit BANKING LAW AND SECURITIES REGULATION
- Course
- Business administration
- Study-unit Code
- 20000606
- Location
- PERUGIA
- Curriculum
- Economia dei mercati e degli intermediari finanziari
- Teacher
- Vincenzo Troiano
- Teachers
-
- Vincenzo Troiano
- Hours
- 42 ore - Vincenzo Troiano
- CFU
- 6
- Course Regulation
- Coorte 2021
- Offered
- 2022/23
- Learning activities
- Caratterizzante
- Area
- Giuridico
- Academic discipline
- IUS/05
- Type of study-unit
- Obbligatorio (Required)
- Type of learning activities
- Attività formativa monodisciplinare
- Language of instruction
- Italian
- Contents
- Regulatory sources.
Finance as an international phenomenon
The legal structure of the financial sector.
Top authorities, purposes and forms of supervision.
The activities. Banking activity and banking contracts. Financial activities. Investment services and activities. Collective investment management. Payment services. Fintech.
Subjects. Banks. Subjects operating in the financial sector. Investment firms. AMCs. External collaborators in the financial activity.
Crisis management of banks and financial intermediaries.
Rules and guarantees of the activity. Transparency and tools to counter illegal activity, rules of conduct for intermediaries; ADRs.
Markets. Listed issuers, public offerings of financial products, public takeover offers. Market discipline, trading venues and systematic internalisers, settlement structures, market abuse. - Reference texts
- Manuale di diritto bancario e finanziario, edited by F. Capriglione, Wolters Kluwer CEDAM, 2019.
Except chapters 2, section one, 16, 18, 23. - Educational objectives
- Learning outcomes:
1) knowledge and understanding: national regulatory framework and EU principles of the activities of banks, financial intermediaries, collective investment managers, trading of financial instruments.
2) skills and knowledge: experts in banking and financial compliance, analysis and application of banking and financial regulation. - Prerequisites
- In order to get the most out of class attendance and in any case before the start of the exam preparation, it is recommended to have successfully completed all mandatory propedeutic examinations and have adequate knowledge of the main elements of: Public Law, Private Law, Commercial Law, European Union law.
- Teaching methods
- Face-to-face classes and lectures.
Possibility of organizing seminars and in-depth groups for analysis and discussion (during dedicated lectures) of specific issues. - Other information
- None
- Learning verification modality
- One oral exam.
The exam consists of a discussion of some topics of the course of about 15-20 minutes aimed at verifying the level of knowledge acquired and the of the matter and the skills of theoretical understanding and practical application of the notions studied.
For information on support services for students with disabilities and/or DSA please visit http://www.unipg.it/disabilita-e-dsa - Extended program
- Regulatory sources.
Finance as an international phenomenon
The legal structure of the financial sector.
Top authorities, purposes and forms of supervision.
The activities. Banking activity and banking contracts. Financial activities. Investment services and activities. Collective investment management. Payment services. Fintech.
Subjects. Banks. Subjects operating in the financial sector. Investment firms. AMCs. External collaborators in the financial activity.
Crisis management of banks and financial intermediaries.
Rules and guarantees of the activity. Transparency and tools to counter illegal activity, rules of conduct for intermediaries; ADRs.
Markets. Listed issuers, public offerings of financial products, public takeover offers. Market discipline, trading venues and systematic internalisers, settlement structures, market abuse.