Unit FINANCE AND INSURANCE REGULATION
- Course
- Finance and quantitative methods for economics
- Study-unit Code
- A003075
- Curriculum
- Data science for finance and insurance
- Teacher
- Vincenzo Troiano
- Teachers
-
- Vincenzo Troiano
- Hours
- 42 ore - Vincenzo Troiano
- CFU
- 6
- Course Regulation
- Coorte 2022
- Offered
- 2022/23
- Learning activities
- Caratterizzante
- Area
- Giuridico
- Academic discipline
- IUS/05
- Type of study-unit
- Obbligatorio (Required)
- Type of learning activities
- Attività formativa monodisciplinare
- Language of instruction
- English
- Contents
- EU FINANCIAL SYSTEM Structure and need of regulation
THE INSTITUTIONAL ARCHITECTURE OF FINANCIAL SUPERVISION AND REGULATION IN EU SEVIF. Supervisory and regulatory authorities. ESMA, EBA, EIOPA, (BCE) ANC : objectives, tasks and powers; tools: regulatory technical standards, implementing technical standards, guidelines, opinion, Q&A. ANC tools.
PRINCIPLES AND STRUCTURES Freedom of establishment; freedom to provide services; home country control; Entities and Branches, Groups, IPS, Conglomerates
ACTIVITIES Banking; Payment services; Investment services; (Re)Insurance activity; Asset management; Crypto-asset services
SELECTED TOPICS OF EU REGULATION Own funds and funding, Qualifying holdings, Internal governance, Outsourcing, Remuneration, Product governance, Product Intervention. - Reference texts
- European Financial Regulation. Levelling the Cross-Sectoral Playing Field, edited by Colaert, Busch and Incalza, Hart, 2019
- Educational objectives
- Learning outcomes:
1) knowledge and understanding of general principles of EU regulation of banks, asset managers, insurance companies, providers of payment and crypto assets services
2) particular attention to specific issues in EU financial regulation that affect both the regulation of the regulated entities and the conduct of business - Prerequisites
- In order to get the most out of class attendance and in any case prior to the beginning of the exam preparation, it is recommended to have successfully completed all mandatory propedeutic examinations and have adequate knowledge of the main elements of: Public Law, Private Law, Commercial Law.
- Teaching methods
- Class lectures and discussions. Active participation in class discussion is highly recommended.
- Other information
- None
- Learning verification modality
- One oral exam.
The exam consists of a discussion of some topics of the course of about 15-20 minutes aimed at verifying the level of knowledge acquired and the of the matter and the skills of theoretical understanding and practical application of the notions studied.
For information on support services for students with disabilities and/or DSA please visit http://www.unipg.it/disabilita-e-dsa - Extended program
- EU FINANCIAL SYSTEM Structure and need of regulation
THE INSTITUTIONAL ARCHITECTURE OF FINANCIAL SUPERVISION AND REGULATION IN EU SEVIF. Supervisory and regulatory authorities. ESMA, EBA, EIOPA, (BCE) ANC : objectives, tasks and powers; tools: regulatory technical standards, implementing technical standards, guidelines, opinion, Q&A. ANC tools.
PRINCIPLES AND STRUCTURES Freedom of establishment; freedom to provide services; home country control; Entities and Branches, Groups, IPS, Conglomerates
ACTIVITIES Banking; Payment services; Investment services; (Re)Insurance activity; Asset management; Crypto-asset services
SELECTED TOPICS OF EU REGULATION Own funds and funding, Qualifying holdings, Internal governance, Outsourcing, Remuneration, Product governance, Product Invervention.